What is a social strain?

Brian Fedorek

Strain theories assume people will commit crime because of strain, stress, or pressure. Depending on the version of strain theory, strain can come from a variety of origins. Strain theories also assume that human beings are naturally good; bad things happen, which “push” people into criminal activity.

Emile Durkheim viewed economic or social inequality as natural and inevitable. Furthermore, inequality and crime were not correlated unless there was also a breakdown of social norms. According to Durkheim, when there is rapid social change (like moving from an agrarian society to an industrial society) social norms breakdown. There is too much too fast, and society needs to reevaluate normative behaviors. He referred to the decline of social norms, or “normlessness,” as “anomie.” Moreover, social forces have a role in dictating human thought and behaviors. He thought anomie was an inability of societies to control or regulate individuals’ appetites. Although Durkheim was interested in looking at how societies change, other researchers adapted his idea of anomie. In the previous section, Shaw and McKay retained the spirit of Durkheim’s anomie but focused on neighborhoods instead of societies at large. Robert K. Merton also utilized Durkheimian anomie.

Merton (1938) thought many human appetites originated in the culture of American society rather than naturally. Moreover, the “social structure” of American society restricts some citizens from attaining it. Most, if not all, Americans know of the “American Dream.” No matter how you conceptualize the dream, most people would define the American dream as achieving economic success in some form. The culturally approved method of obtaining the American dream is through hard work, innovation, and education. However, some people and groups are not given the same opportunities to achieve the cultural goal. When there is a disjunction between the goals of a society and the appropriate means to achieve that goal, a person may feel pressure or strain. Everyone is aware of the definition and promotion of the American dream. When someone does not achieve this goal, he or she may feel strain or pressure. A person could be rejected or blocked from achieving a cultural goal. Merton claimed there were five personality adaptations between the goals of a society and the means to achieve them.

Personality Adaptation Cultural Goals Institutionalized Means
I. Conformity + +
II. Innovation +
III. Ritualism +
IV. Retreatism
V. Rebellion + / – + / –

Conformists are the most common adaptation. Without it, societal norms and values would undermine the cultural goals. Conformists accept the goals and legitimate means to achieve the goal. Innovators accept the goal, but they reject the means or have their means blocked. Thus, they innovate ways to meet society’s goal. Ritualists conform to the predominant means of achieving wealth and success through hard work, but they may be blocked from achieving success, or they drop the social goal. For example, some people work hard for the sake of working hard. They want their children to see the significance of work ethic above all else, including monetary achievement. Retreatists do not share the shared values of society. Thus, they adjust by dropping out of conventional society. Drug addicts, alcoholics, and vagrants are just some examples who select this adjustment. Finally, rebels reject the current goals and means of society, but they want to replace them with new goals and standards. They seek to establish a new social order.

Even though Merton’s theory could explain any strain, he emphasized economic strains. Cohen (1955) claimed stress could come from a lack of status. Cohen wanted to know why most juvenile crimes occurred in groups. He explained that many youths, especially those in lower class families, rejected education and other middle-class values. Instead, many teenagers would seek status and self-worth as a new value system. When teens have no status, reputation, or self-worth, it led to severe strain. To achieve status, youths commit a crime to gain status among their peer group. Cloward and Ohlin (1960) claimed more serious delinquents sought “fast cars, fancy clothes, and well dames” (p. 97). Assuming youths had no legitimate opportunities to improve their economic position, youths would join gangs to pursue illegitimate opportunities to achieve financial success. Criminal gangs provided youths illicit opportunities to gain money, conflict gangs permitted youths to vent their frustrations, and retreatist gangs were double failures; they had no legitimate or illegitimate means to increase income.

The general strain theory, by Robert Agnew, claimed strains come from myriad sources. Agnew defined strain as any event that a person would rather avoid. Three types of strains include the failure to achieve a positively valued stimulus, the removal of a positively valued stimulus, and the confrontation of negative stimuli. Examples include parental rejection, child abuse, bullying, loss of job, loss of a loved one, discrimination, and criminal victimization. However, the characteristics of some strains are more likely to lead to crime. When a person views a strain as high in magnitude and unjust, and the pressure promotes criminal coping mechanism, people with minimal social control are more likely to commit a crime. Strains lead to negative emotions such as anger, depression, and fear. Some people without prosocial coping mechanisms may commit a crime to vent, which can create social control issues (trouble in school, parents, employers) as well as facilitate social learning (joining peers who also need to vent their frustration). Overall, criminal behavior serves a purpose – to escape strain, stress, or pressure.

Every one feels stress and each of us copes with stress, pressure, or shame differently. Shame can motivate us to change for the better. For example, if you did poorly on an exam, you may start to study better. When you feel stress, what do you do? When I ask students how they deal with stress, many go for a run or a walk, lift weights, cry, talk, or eat ice cream. These are healthy (maybe not ice cream eating) and pro-social coping mechanism. When I feel stress I write. Often, I write nasty emails and then delete them. Fortunately, I have never accidently sent one.

Strain theory explains deviant behavior as an inevitable outcome of the distress individuals experience when they're deprived of ways to achieve culturally valued goals. For example, Western society places value on economic success, even though wealth is accessible to just a small percentage of people. This results in some individuals from the lower classes using unconventional or criminal means to obtain financial resources.

American sociologist Robert K. Merton developed strain theory, a concept connected to both the functionalist perspective on deviance and Émile Durkheim's theory of anomie. Merton asserted that societies are composed of two core aspects: culture and social structure. Our values, beliefs, goals, and identities are developed in the cultural realm. They form in response to existing social structures that ideally provide the means for the public to achieve their goals and live out positive identities. Often, though, people lack the means to achieve culturally valued goals, leading them to feel strain and possibly engage in deviant behavior.

Using inductive reasoning, Merton developed strain theory by examining crime statistics by class. He found that people from lower socioeconomic classes were more likely to commit crimes that involve acquisition (stealing in one form or another). He argued that when people cannot attain the "legitimate goal" of economic success through "legitimate means"—dedication and hard work—they may turn to illegitimate means of doing so. The cultural value of economic success looms so large that some people are willing to acquire wealth, or its trappings, by any means necessary.

Merton noted that the deviant response to strain was one of five responses he observed in society. He referred to such deviance as "innovation" while identifying the other responses to strain as conformity, ritualism, retreatism, and rebellion.

Conformity describes the people who pursue culturally valued goals through legitimate means, and ritualism refers to the individuals who set more realistic goals for themselves. Retreatism explains those who reject a society's goals and refuse to try to obtain them. These individuals are so disinvested in these goals that they retreat from society. Lastly, rebellion applies to people who reject and replace culturally valued goals and the socially sanctioned ways of achieving them.

In the U.S., many people strive for economic success, considered the key to having a positive identity in a capitalist and consumerist society. Education and hard work may help Americans to achieve middle- or upper-class status, but not everyone has access to quality schools or employment. Class, race, gender, sexual orientation, and cultural capital influence a person's likelihood of climbing the socioeconomic ladder. Those who find themselves unable to increase their class standing feel a strain that may result in them engaging in deviant behavior such as theft, embezzlement, or selling goods on the black market to achieve wealth.

People marginalized by racism and classism are most likely to experience strain because they have the same goals as their fellow Americans but find their opportunities limited in a society rife with systemic inequalities. These individuals may, therefore, be more likely to turn to unsanctioned methods to achieve economic success, though plenty of so-called "white-collar crime" routinely takes place in the U.S. too. This form of crime refers to the misdeeds of the economically privileged, such as a corporate executive committing fraud or engaging in insider trading on the stock market.

The discussion of strain theory extends beyond crimes of acquisition. One could also frame the Black Lives Matter movement and protests against police violence as examples of strain-induced rebellion. African Americans currently and historically have demonstrated against social injustice to get lawmakers to enact legislation that more evenly distributes the country's resources. Economic empowerment is one of the goals of affirmative action and laws that prohibit discrimination on the basis of race, gender, religion, disability, etc.

Demonstrators celebrate the verdict in the murder trial of Chicago police officer Jason Van Dyke on October 5, 2018. Van Dyke was found guilty of second-degree murder and 16 counts of aggravated battery in the shooting death of 17-year-old Laquan McDonald. Joshua Lott/Getty Images  

Sociologists have used strain theory to explain deviant behaviors related to acquisition and to support research that links social-structural conditions to culturally valued goals. In this regard, many find Merton's theory valuable and useful. Some sociologists, however, question his concept of "deviance," arguing that deviance is a social construct. Those who engage in illicit behavior to obtain economic success may simply be partaking in normal behaviors for individuals in their circumstances. Given this, critics of strain theory argue that characterizing crimes of acquisition as deviant may lead to policies that seek to control people rather than make society more equitable.

Updated by Nicki Lisa Cole, Ph.D.